Regulatory

Our regulatory team advises insurers from the UK, EU and elsewhere on general and life insurance products. We advise on the effects of the Financial Services and Markets Act 2000 (FSMA) and Financial Services Authority (FSA) rules on direct and mediated business.

We also advise primary and secondary insurance intermediaries on authorisation under FSMA and application of FSA prudential, client money and conduct of business rules.

We advise on internal compliance, sales and operational manuals, notifications to FSA and customer facing documents.

We draft and review appointed representative, distribution and other intermediary agreements.